The Vermont Statutes Online
The Statutes below include the actions of the 2025 session of the General Assembly.
NOTE: The Vermont Statutes Online is an unofficial copy of the Vermont Statutes Annotated that is provided as a convenience.
Subchapter
006
:
ADMINISTRATION AND JUDICIAL REVIEW
(Cite as: 9 V.S.A. § 5606)
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§ 5606. Administrative files and opinions
(a) The Commissioner shall maintain, or designate a person to maintain, a register of
applications for registration of securities; registration statements; notice filings;
applications for registration of broker-dealers, agents, investment advisers, and
investment adviser representatives; notice filings by federal covered investment advisers
that are or have been effective under this chapter or the predecessor act; notices
of claims of exemption from registration or notice filing requirements contained in
a record; orders issued under this chapter or the predecessor act; and interpretative
opinions or no action determinations issued under this chapter.
(b) The Commissioner shall make all rules, forms, interpretative opinions, and orders
available to the public.
(c) The Commissioner shall furnish a copy of a record that is a public record or a certification
that the public record does not exist to a person that so requests. A rule adopted
under this chapter may establish a reasonable charge for furnishing the record or
certification. A copy of the record certified or a certificate by the Commissioner
of a record’s nonexistence is prima facie evidence of a record or its nonexistence. (Added 2005, No. 11, § 1, eff. July 1, 2006.)