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Searching 2019-2020 Session

The Vermont Statutes Online

 

Title 9 : Commerce and Trade

Chapter 150 : SECURITIES ACT

Subchapter 003 : REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES

(Cite as: 9 V.S.A. § 5301)
  • § 5301. Securities registration requirement

    It is unlawful for a person to offer or sell a security in this State unless:

    (1) the security is a federal covered security;

    (2) the security, transaction, or offer is exempted from registration under sections 5201 through 5203 of this chapter; or

    (3) the security is registered under this chapter. (Added 2005, No. 11, § 1, eff. July 1, 2006.)