The Vermont Statutes Online
The Statutes below include the actions of the 2025 session of the General Assembly.
NOTE: The Vermont Statutes Online is an unofficial copy of the Vermont Statutes Annotated that is provided as a convenience.
Subchapter
003
:
REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES
(Cite as: 9 V.S.A. § 5301)
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§ 5301. Securities registration requirement
It is unlawful for a person to offer or sell a security in this State unless:
(1) the security is a federal covered security;
(2) the security, transaction, or offer is exempted from registration under sections 5201
through 5203 of this chapter; or
(3) the security is registered under this chapter. (Added 2005, No. 11, § 1, eff. July 1, 2006.)