The Vermont Statutes Online

Title 9A: Uniform Commercial Code

Article 008: Investment Securities

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•    §§ 8-101. Short title

•    §§ 8-102. Definitions

•    §§ 8-103. Rules for determining whether certain obligations and interests are securities or financial assets

•    §§ 8-104. Acquisition of security or financial asset or interest therein

•    §§ 8-105. Notice of adverse claim

•    §§ 8-106. Control

•    §§ 8-107. Whether indorsement, instruction, or entitlement order is effective

•    §§ 8-108. Warranties in direct holding

•    §§ 8-109. Warranties in indirect holding

•    §§ 8-110. Applicability; choice of law

•    §§ 8-111. Clearing corporation rules

•    §§ 8-112. Creditor's legal process

•    §§ 8-113. Statute of frauds inapplicable

•    §§ 8-114. Evidentiary rules concerning certificated securities

•    §§ 8-115. Securities intermediary and others not liable to adverse claimant

•    §§ 8-116. Securities intermediary as purchaser for value

•    §§ 8-201. Issuer

•    §§ 8-202. Issuer's responsibility and defenses; notice of defect or defense

•    §§ 8-203. Staleness as notice of defect or defense

•    §§ 8-204. Effect of issuer's restriction on transfer

•    §§ 8-205. Effect of unauthorized signature on security certificate

•    §§ 8-206. Completion or alteration of security certificate

•    §§ 8-207. Rights and duties of issuer with respect to registered owners

•    §§ 8-208. Effect of signature of authenticating trustee, registrar, or transfer agent

•    §§ 8-209. Issuer's lien

•    §§ 8-210. Overissue

•    §§ 8-301. Delivery

•    §§ 8-302. Rights of purchaser

•    §§ 8-303. Protected purchaser

•    §§ 8-304. Indorsement

•    §§ 8-305. Instruction

•    §§ 8-306. Effect of guaranteeing signature, indorsement, or instruction

•    §§ 8-307. Purchaser's right to requisites for registration of transfer

•    §§ 8-401. Duty of issuer to register transfer

•    §§ 8-402. Assurance that indorsement or instruction is effective

•    §§ 8-403. Demand that issuer not register transfer

•    §§ 8-404. Wrongful registration

•    §§ 8-405. Replacement of lost, destroyed, or wrongfully taken security certificate

•    §§ 8-406. Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate

•    §§ 8-407. Authenticating trustee, transfer agent, and registrar

•    §§ 8-501. Securities account; acquisition of security entitlement from securities intermediary

•    §§ 8-502. Assertion of adverse claim against entitlement holder

•    §§ 8-503. Property interest of entitlement holder in financial asset held by securities intermediary

•    §§ 8-504. Duty of securities intermediary to maintain financial asset

•    §§ 8-505. Duty of securities intermediary with respect to payments and distributions

•    §§ 8-506. Duty of securities intermediary to exercise rights as directed by entitlement holder

•    §§ 8-507. Duty of securities intermediary to comply with entitlement order

•    §§ 8-508. Duty of securities intermediary to change entitlement holder's position to other form of security holding

•    §§ 8-509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder

•    §§ 8-510. Rights of purchaser of security entitlement from entitlement holder

•    §§ 8-511. Priority among security interests and entitlement holders

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