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Searching 2025-2026 Session
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The Vermont Statutes Online

The Statutes below include the actions of the 2025 session of the General Assembly.

NOTE: The Vermont Statutes Online is an unofficial copy of the Vermont Statutes Annotated that is provided as a convenience.

Title 9A: Uniform Commercial Code

Article 008: Investment Securities

  •   

  •    §§ 8-101. Short title

  •    §§ 8-102. Definitions

  •    §§ 8-103. Rules for determining whether certain obligations and interests are securities or financial assets

  •    §§ 8-104. Acquisition of security or financial asset or interest therein

  •    §§ 8-105. Notice of adverse claim

  •    §§ 8-106. Control

  •    §§ 8-107. Whether indorsement, instruction, or entitlement order is effective

  •    §§ 8-108. Warranties in direct holding

  •    §§ 8-109. Warranties in indirect holding

  •    §§ 8-110. Applicability; choice of law

  •    §§ 8-111. Clearing corporation rules

  •    §§ 8-112. Creditor's legal process

  •    §§ 8-113. Statute of frauds inapplicable

  •    §§ 8-114. Evidentiary rules concerning certificated securities

  •    §§ 8-115. Securities intermediary and others not liable to adverse claimant

  •    §§ 8-116. Securities intermediary as purchaser for value

  •    §§ 8-201. Issuer

  •    §§ 8-202. Issuer's responsibility and defenses; notice of defect or defense

  •    §§ 8-203. Staleness as notice of defect or defense

  •    §§ 8-204. Effect of issuer's restriction on transfer

  •    §§ 8-205. Effect of unauthorized signature on security certificate

  •    §§ 8-206. Completion or alteration of security certificate

  •    §§ 8-207. Rights and duties of issuer with respect to registered owners

  •    §§ 8-208. Effect of signature of authenticating trustee, registrar, or transfer agent

  •    §§ 8-209. Issuer's lien

  •    §§ 8-210. Overissue

  •    §§ 8-301. Delivery

  •    §§ 8-302. Rights of purchaser

  •    §§ 8-303. Protected purchaser

  •    §§ 8-304. Indorsement

  •    §§ 8-305. Instruction

  •    §§ 8-306. Effect of guaranteeing signature, indorsement, or instruction

  •    §§ 8-307. Purchaser's right to requisites for registration of transfer

  •    §§ 8-401. Duty of issuer to register transfer

  •    §§ 8-402. Assurance that indorsement or instruction is effective

  •    §§ 8-403. Demand that issuer not register transfer

  •    §§ 8-404. Wrongful registration

  •    §§ 8-405. Replacement of lost, destroyed, or wrongfully taken security certificate

  •    §§ 8-406. Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate

  •    §§ 8-407. Authenticating trustee, transfer agent, and registrar

  •    §§ 8-501. Securities account; acquisition of security entitlement from securities intermediary

  •    §§ 8-502. Assertion of adverse claim against entitlement holder

  •    §§ 8-503. Property interest of entitlement holder in financial asset held by securities intermediary

  •    §§ 8-504. Duty of securities intermediary to maintain financial asset

  •    §§ 8-505. Duty of securities intermediary with respect to payments and distributions

  •    §§ 8-506. Duty of securities intermediary to exercise rights as directed by entitlement holder

  •    §§ 8-507. Duty of securities intermediary to comply with entitlement order

  •    §§ 8-508. Duty of securities intermediary to change entitlement holder's position to other form of security holding

  •    §§ 8-509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder

  •    §§ 8-510. Rights of purchaser of security entitlement from entitlement holder

  •    §§ 8-511. Priority among security interests and entitlement holders


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