The Vermont Statutes Online
The Vermont Statutes Online have been updated to include the actions of the 2023 session of the General Assembly.
NOTE: The Vermont Statutes Online is an unofficial copy of the Vermont Statutes Annotated that is provided as a convenience.
Title 9 : Commerce and Trade
Chapter 150 : Securities Act
Subchapter 003 : Registration of Securities and Notice Filing of Federal Covered Securities
(Cite as: 9 V.S.A. § 5301)-
§ 5301. Securities registration requirement
It is unlawful for a person to offer or sell a security in this State unless:
(1) the security is a federal covered security;
(2) the security, transaction, or offer is exempted from registration under sections 5201 through 5203 of this chapter; or
(3) the security is registered under this chapter. (Added 2005, No. 11, § 1, eff. July 1, 2006.)
